BSII Executive Education
Certified Compliance Specialist Requirements

Designation:                    

Certified Compliance Specialist 

Issuing Organization:

AAFM/RSOF

 

 

Prerequesites/Experience Required:

Candidate has three or more years of wealth management experience.

Educational Requirements:

Eligible candidates must successfully complete the RSOF / AAFM Executive Certification training course

Have an AAFM-approved degree (graduate or undergraduate) in finance, tax, accounting, financial services, law or a CPA, MBA, MS, PhD, or JD from an accredited school or organization

Examination Type:

Comprehensive

Continuing Education/Experience Requirements:

15 hours per year

Investor Complaint Process:

Online complaint submission

Public Disciplinary Process:

None

Check Professional's Status Online:

Online complaint submission

 

Business Services International, Inc.* 22 East Church Street * Martinsville, VA 24112

wealth manager, paris hilton, trust planner, games cheat, estate planner, google, compliance, jessica simpson, investment professional, mapquest, designation, ebay, certification, yahoo, executive education, jenna jameson, securities, carmen electra

wealth manager, paris hilton, trust planner, games cheat, estate planner, google, compliance, jessica simpson, investment professional, mapquest, designation, ebay, certification, yahoo, executive education, jenna jameson, securities, carmen electra

wealth manager, asset protection, trust planner, continuing education, estate planner, compliance, CEU, investment professional, FPSC, designation, modern portfolio theory, certification, CFP, executive education, financial planner, securities, international

wealth manager, paris hilton, trust planner, games cheat, estate planner, google, compliance, jessica simpson, investment professional, mapquest, designation, ebay, certification, yahoo, executive education, jenna jameson, securities, carmen electra

wealth manager, paris hilton, trust planner, games cheat, estate planner, google, compliance, jessica simpson, investment professional, mapquest, designation, ebay, certification, yahoo, executive education, jenna jameson, securities, carmen electra

wealth manager, paris hilton, trust planner, games cheat, estate planner, google, compliance, jessica simpson, investment professional, mapquest, designation, ebay, certification, yahoo, executive education, jenna jameson, securities, carmen electra